Stay FCA-Ready Without the Manual Heavy Lifting
Built-in regulatory checks, full audit trails, and CPD in one place. MAT keeps your processes compliant and your team's training up to date, so you can focus on clients, not spreadsheets.
Why it matters
- FCA Checks
- Audit Trail
- CPD & Training
- Document Proof
The Cost of Manual Compliance
When compliance is manual and scattered, risk goes up and your team spends time on paperwork instead of advice.
Checks Done After the Fact
Verifying suitability and documentation by hand after the fact is slow and leaves room for error.
Audit = Last-Minute Scramble
When the regulator or internal audit asks, evidence is spread across email, CRM, and filing. Pulling it together is stressful and time-consuming.
CPD and Training in Silos
Tracking CPD hours and renewals in spreadsheets or separate systems means things get missed until it's urgent.
See it in the product
Real screens from the tools behind this solution.
Compliance Built Into the Workflow
Results and capabilities that matter
Regulation-ready
Automated Regulatory Checks
FCA-aware checks run as part of the process. Suitability and disclosure are captured and evidenced automatically.
Audit-ready
One Audit Trail
Every key action and document is logged in one place. Be audit-ready without digging through multiple systems.
Always current
CPD and Training in MAT
CPD tracking in one platform. See who's up to date and who needs hours or renewal.
Complete trail
Document Proof
Full history of decisions, documents, and communications. No more last-minute evidence hunts.
Frequently Asked Questions
Common questions about this solution
How does MAT automate FCA compliance checks?
MAT builds FCA-aware checks directly into broker workflows. Suitability assessments, disclosure requirements, and key documentation steps run automatically as part of the case process, so compliance is captured in real time, not retrospectively.
What does the audit trail include?
Every key action, document, communication, and decision is timestamped and logged in MAT. If a regulator or internal audit asks for evidence, everything is in one place, no scramble across email, CRM, and filing systems.
How does CPD tracking work in MAT?
MAT helps you track CPD hours and training progress across your team. You can see who is on track and who needs hours or renewals, with records ready for FCA requirements and audits.
Is MAT suitable for brokers preparing for an FCA audit?
Yes. MAT is designed so you are always audit-ready, not just when an audit is announced. Centralised records, automated checks, and CPD evidence mean you can respond to regulatory requests quickly and confidently.
Make Compliance Easier, Not Heavier
See how MAT automates FCA checks, audit trails, and CPD. Book a demo and reduce compliance burden.